Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Adrian Sanchez | 4897116 | 1 | 12/15/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tony Kang | 4774261 | 3 | 11/17/2014 | Customer Dispute | Settled | $8,866.20 | $0.00 | See FINRA Report |
| Gary George Engelmann | 4499928 | 2 | 10/23/2014 | Customer Dispute | Denied | $17,987.90 | $0.00 | See FINRA Report |
| Penelope Wimberly Davis | 2604243 | 2 | 10/03/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Edmund Devore | 2797554 | 13 | 08/12/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gennaro Costigliola | 5171987 | 1 | 06/26/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David John Adams | 2853872 | 2 | 04/21/2014 | Customer Dispute | Settled | $3,200,000.00 | $0.00 | See FINRA Report |
| Tony Kang | 4774261 | 3 | 02/13/2014 | Customer Dispute | Denied | $26,097.20 | $0.00 | See FINRA Report |
| Steven Arnold Sperry | 3168286 | 1 | 07/19/2013 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Johnathan Daniel Guay | 4759253 | 2 | 12/04/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |