Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Donald Paterson | 862270 | 4 | 08/14/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
James Donald Paterson | 862270 | 4 | 08/13/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Patrick Leroy Watson | 4168683 | 4 | 02/06/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Mark Dewey Hanna | 2505321 | 2 | 03/02/2001 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |