Our Staff has compiled our research into a database of FINRA Broker Disclosures for OAK Tree Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Martinez Quesada | 817404 | 1 | 10/07/2022 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Jeffery Palmer Chilman | 1429073 | 11 | 06/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Palmer Chilman | 1429073 | 11 | 02/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Palmer Chilman | 1429073 | 11 | 02/04/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Palmer Chilman | 1429073 | 11 | 07/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Palmer Chilman | 1429073 | 11 | 02/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Palmer Chilman | 1429073 | 11 | 02/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Palmer Chilman | 1429073 | 11 | 11/06/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Palmer Chilman | 1429073 | 11 | 04/02/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Palmer Chilman | 1429073 | 11 | 07/13/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |