Our Staff has compiled our research into a database of FINRA Broker Disclosures for Blackstone Securities Partners L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Allen Schwarzman | 861435 | 4 | 10/07/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Allen Schwarzman | 861435 | 4 | 08/19/2021 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Allen Schwarzman | 861435 | 4 | 07/09/2021 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Allen Schwarzman | 861435 | 4 | 07/29/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Henna Sood | 7111813 | 1 | 01/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany Fariole Smith | 5763410 | 1 | 09/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Williams | 5979874 | 1 | 08/28/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Hovey | 4371656 | 1 | 10/22/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos Whitaker | 4236873 | 1 | 02/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Byron Richard Wien | 801993 | 1 | 06/04/1973 | Civil | Final | $0.00 | $0.00 | See FINRA Report |