Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sogotrade, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Tauscher | 4599942 | 1 | 02/21/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Arthur Williamson | 2021050 | 1 | 02/19/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| David Chong Kyi | 2798134 | 1 | 02/19/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Kristopher Alexander Wallace | 2363185 | 1 | 04/19/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |