Our Staff has compiled our research into a database of FINRA Broker Disclosures for NBC Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Edward Disanza | 1912359 | 5 | 05/28/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Edward Disanza | 1912359 | 5 | 09/05/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Howard Paul Eisenman | 502906 | 4 | 07/10/1990 | Customer Dispute | Award / Judgment | $21,864.40 | $20,105.00 | See FINRA Report |
| Howard Paul Eisenman | 502906 | 4 | 06/08/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Pugliese | 501245 | 1 | 08/18/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |