Our Staff has compiled our research into a database of FINRA Broker Disclosures for NBC Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcello Lattuca | 2149434 | 4 | 03/13/2000 | Customer Dispute | Settled | $54,671.50 | $0.00 | See FINRA Report |
| Frank Benner Falkenburg | 204097 | 1 | 06/18/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howard Paul Eisenman | 502906 | 4 | 07/10/1990 | Customer Dispute | Award / Judgment | $21,864.40 | $20,105.00 | See FINRA Report |