Our Staff has compiled our research into a database of FINRA Broker Disclosures for NBC Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Clay Miller | 335170 | 4 | 06/10/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Randall Kurzhal | 2015537 | 1 | 07/31/2008 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Alexander Wolcott Vandenberg | 2704418 | 1 | 09/18/2007 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Lee Scott Steorts | 2214865 | 9 | 08/15/2006 | Customer Dispute | Settled | $51,661.00 | $0.00 | See FINRA Report |
| Lee Scott Steorts | 2214865 | 9 | 09/12/2005 | Customer Dispute | Closed-No Action | $103,000.00 | $0.00 | See FINRA Report |
| David Hutchinson Drury | 1441995 | 1 | 05/14/2004 | Customer Dispute | Denied | $137,400.00 | $0.00 | See FINRA Report |
| Joseph Edward Disanza | 1912359 | 5 | 06/09/2003 | Customer Dispute | Settled | $310,783.00 | $0.00 | See FINRA Report |
| Lee Scott Steorts | 2214865 | 9 | 12/24/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Howard Paul Eisenman | 502906 | 4 | 11/18/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Bruce Alan Hagan | 827678 | 1 | 11/18/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |