Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew John Greenly | 7002062 | 1 | 03/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Ivan Magallanes | 6943130 | 2 | 03/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen S Sandoval | 7873120 | 2 | 03/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Robert Staab | 6092440 | 2 | 03/05/2019 | Customer Dispute | Denied | $23,320.20 | $0.00 | See FINRA Report |
| Maeda Ann Webster | 4509611 | 2 | 02/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Marie Campos | 7174877 | 1 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi N Leal | 5697862 | 1 | 12/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rosie M Pena | 2868207 | 1 | 11/13/2018 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Kyle Kevin Duffy | 7699491 | 1 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Arnst Slawny | 2443218 | 1 | 09/05/2018 | Customer Dispute | Settled | $16,326.00 | $0.00 | See FINRA Report |