Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Anthony Hernandez | 6360689 | 7 | 11/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Hernandez | 6360689 | 7 | 11/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenny Ann MacHo | 4212758 | 1 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janine Marie McWhirteryoung | 2545160 | 4 | 09/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff Anton Nizich | 4268069 | 3 | 09/12/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Earl | 4787821 | 1 | 08/22/2019 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Lawrence Scott White | 2254112 | 1 | 08/22/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Jacob Barragan | 6079107 | 1 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Shanil Kumar | 5109927 | 1 | 06/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Patterson | 2813004 | 1 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |