Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandy Lee Ann Brennan | 6775049 | 1 | 07/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Algernon Tu | 5771965 | 1 | 06/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Celena Andrea Narez Helm | 6851599 | 1 | 05/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edgar Veale | 2852780 | 1 | 05/20/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Jared Anderson | 5057775 | 1 | 05/13/2020 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Gustavo Javier Bauer | 6693772 | 1 | 04/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Steven Dennik | 1634218 | 1 | 03/20/2020 | Customer Dispute | Denied | $12,732.30 | $0.00 | See FINRA Report |
| Aura Maria Rodriguez | 6304361 | 1 | 02/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Alvin Sanders | 3125896 | 3 | 01/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Anthony Hernandez | 6360689 | 7 | 01/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |