Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vansy Manyvanh Dias | 5636474 | 7 | 02/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vansy Manyvanh Dias | 5636474 | 7 | 02/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vansy Manyvanh Dias | 5636474 | 7 | 01/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Craig Unger | 5111618 | 2 | 01/20/2021 | Customer Dispute | Closed-No Action | $30,005.20 | $0.00 | See FINRA Report |
| Vansy Manyvanh Dias | 5636474 | 7 | 01/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Moore | 7362388 | 1 | 01/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Thomas Raatz | 6899177 | 3 | 11/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Betty Leanne Fenton | 4360567 | 3 | 11/04/2020 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Andrew David Hedberg | 6757914 | 1 | 09/21/2020 | Customer Dispute | Denied | $18,300.00 | $0.00 | See FINRA Report |
| Walter Ballard Fletcher | 5766592 | 1 | 07/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |