Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Kevin Gonzales | 3048931 | 2 | 01/03/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Anthony Hernandez | 6360689 | 7 | 12/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Hernandez | 6360689 | 7 | 09/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blake Elliott McCoy | 6567558 | 2 | 08/12/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Micah Cornelius Gulley | 4754187 | 1 | 06/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Carlos Meadows | 4860776 | 2 | 06/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Bauer | 2478744 | 1 | 05/20/2021 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Vansy Manyvanh Dias | 5636474 | 7 | 05/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vansy Manyvanh Dias | 5636474 | 7 | 02/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vansy Manyvanh Dias | 5636474 | 7 | 02/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |