Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Heather M Jarvis | 6171366 | 1 | 04/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brian Raymond Gill | 7844981 | 2 | 10/20/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Carrie Elissa Biscotti | 6902711 | 1 | 08/15/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Shawn Rex Graves | 2227921 | 1 | 09/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Javier Rodriguez | 1425103 | 1 | 03/28/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |