Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Robert Edwards | 1197947 | 4 | 05/07/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Zachary Victor Carboni | 4904355 | 1 | 01/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Dirk Boomsma | 5787011 | 1 | 10/16/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy James Henderson | 3090032 | 2 | 09/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Yudis | 1809579 | 3 | 07/01/1994 | Customer Dispute | Award / Judgment | $650,000.00 | $13,250.00 | See FINRA Report |
| Michael Keith Morris | 4040071 | 1 | 12/17/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael William Suess | 2370103 | 1 | 11/26/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy James Henderson | 3090032 | 2 | 07/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Kent Nelson | 2778463 | 1 | 02/02/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Frauenheim Byers | 2431327 | 1 | 11/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |