Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Alan Grosshans | 2664848 | 9 | 04/20/2000 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Scott Calvin Hartman | 2232450 | 1 | 03/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Richard Olson | 1971512 | 3 | 02/18/2000 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Matthew Jason Patrick | 4715467 | 3 | 04/11/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mimi Yoo Park | 4684111 | 2 | 02/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shane Lee Rogers | 2467431 | 1 | 02/02/1999 | Customer Dispute | Closed-No Action | $24,254.70 | $0.00 | See FINRA Report |
| Jeff Alan Merlino | 2207585 | 3 | 01/29/1999 | Customer Dispute | Closed-No Action | $6,355.49 | $0.00 | See FINRA Report |
| Jeff Alan Merlino | 2207585 | 3 | 01/12/1999 | Customer Dispute | Closed-No Action | $6,355.49 | $0.00 | See FINRA Report |
| Anthony Paul Folino | 3028472 | 1 | 03/01/1998 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Jesse Michael Shaskin | 6336955 | 2 | 01/11/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |