Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Timothy Simon | 1649883 | 4 | 04/17/2001 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Dale Charles Herring | 5981126 | 1 | 03/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerome David Pickar | 2076415 | 2 | 02/15/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Richard Olson | 1971512 | 3 | 01/19/2001 | Customer Dispute | Denied | $5,582.20 | $0.00 | See FINRA Report |
| Donald James Sundt | 2292776 | 1 | 12/28/2000 | Customer Dispute | Denied | $232,710.00 | $0.00 | See FINRA Report |
| John Alan Grosshans | 2664848 | 9 | 11/29/2000 | Customer Dispute | Settled | $19,647.80 | $0.00 | See FINRA Report |
| Darin Eugene McLeish | 2617609 | 1 | 11/14/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Matthew Guyer | 7318982 | 1 | 10/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Alan Grosshans | 2664848 | 9 | 08/17/2000 | Customer Dispute | Denied | $5,250.00 | $0.00 | See FINRA Report |
| Michael Joseph Powers | 2854060 | 1 | 05/30/2000 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |