Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jama M Farah | 5577869 | 1 | 07/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Barber-Uhri | 3052907 | 1 | 07/08/2002 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Darin Keith Bahm | 2850903 | 3 | 12/27/2001 | Customer Dispute | Pending | $148,000.00 | $0.00 | See FINRA Report |
| Darin Keith Bahm | 2850903 | 3 | 12/26/2001 | Customer Dispute | Pending | $86,000.00 | $0.00 | See FINRA Report |
| Aimee P Grant | 3242364 | 1 | 11/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeff Scott Richman | 2534469 | 4 | 09/20/2001 | Customer Dispute | Denied | $143,479.00 | $0.00 | See FINRA Report |
| Donald Rex Calvert | 3123336 | 2 | 09/10/2001 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See FINRA Report |
| Jeff Scott Richman | 2534469 | 4 | 07/12/2001 | Customer Dispute | Denied | $21,244.00 | $0.00 | See FINRA Report |
| Darin Keith Bahm | 2850903 | 3 | 05/21/2001 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Thet Bondoc Reyes | 2787143 | 1 | 04/18/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |