Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shanoor Salim Kalyan | 6023294 | 1 | 12/28/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Merima Ramushi | 3089888 | 1 | 12/02/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Long Ellis | 1765517 | 4 | 10/16/2002 | Customer Dispute | Denied | $7,886.00 | $0.00 | See FINRA Report |
| Christopher James Randolph | 5295098 | 1 | 10/12/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Long Ellis | 1765517 | 4 | 10/02/2002 | Customer Dispute | Denied | $5,367.05 | $0.00 | See FINRA Report |
| William Scott Wiley | 1100989 | 1 | 09/30/2002 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Jeff Alan Merlino | 2207585 | 3 | 08/12/2002 | Customer Dispute | Settled | $31,912.40 | $0.00 | See FINRA Report |
| Jeff Scott Richman | 2534469 | 4 | 08/01/2002 | Customer Dispute | Denied | $16,887.80 | $0.00 | See FINRA Report |
| Joseph Steven Tallarigo | 6032865 | 1 | 07/23/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly L Tobias | 3195519 | 1 | 07/16/2002 | Customer Dispute | Closed-No Action | $10,248.70 | $0.00 | See FINRA Report |