Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Prashant Thakker | 3259685 | 3 | 03/06/2023 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Edward August Behling | 1768196 | 1 | 02/21/2023 | Customer Dispute | Settled | $36,357.90 | $0.00 | See FINRA Report |
| Daniel da Camara Canto | 5233593 | 1 | 02/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Timothy Simon | 1649883 | 4 | 11/04/2022 | Customer Dispute | Denied | $36,798.00 | $0.00 | See FINRA Report |
| Christy Isordia | 5582109 | 1 | 10/13/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Matthew Datuin | 6228198 | 1 | 08/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Todd Beasley | 2570097 | 1 | 06/20/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Valerie Monique Saucedo | 6484150 | 1 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Michael Saucedo | 7067867 | 1 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eva Jurate Comaduran | 6186680 | 1 | 02/11/2022 | Customer Dispute | Denied | $15,973.10 | $0.00 | See FINRA Report |