Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Betty Leanne Fenton | 4360567 | 3 | 11/04/2020 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Andrew David Hedberg | 6757914 | 1 | 09/21/2020 | Customer Dispute | Denied | $18,300.00 | $0.00 | See FINRA Report |
| Algernon Tu | 5771965 | 1 | 06/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Celena Andrea Narez Helm | 6851599 | 1 | 05/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Jared Anderson | 5057775 | 1 | 05/13/2020 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| James Steven Dennik | 1634218 | 1 | 03/20/2020 | Customer Dispute | Denied | $12,732.30 | $0.00 | See FINRA Report |
| Aura Maria Rodriguez | 6304361 | 1 | 02/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenny Ann MacHo | 4212758 | 1 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janine Marie McWhirteryoung | 2545160 | 3 | 09/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff Anton Nizich | 4268069 | 3 | 09/12/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |