Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Alan Grosshans | 2664848 | 9 | 03/03/2004 | Customer Dispute | Denied | $50,682.00 | $0.00 | See FINRA Report |
| Jason Andrew Ryan | 2837135 | 1 | 01/12/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Long Ellis | 1765517 | 4 | 11/17/2003 | Customer Dispute | Settled | $17,724.40 | $0.00 | See FINRA Report |
| Kyle Stephen Filanda | 7060592 | 1 | 10/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leland Shawn Breskow | 1813088 | 3 | 09/19/2003 | Customer Dispute | Award / Judgment | $1,000,000.00 | $535,887.00 | See FINRA Report |
| Travis Earl Lee Sanders | 4424599 | 1 | 09/08/2003 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| James Byron Richardson | 2255704 | 2 | 05/19/2003 | Customer Dispute | Denied | $7,536.17 | $0.00 | See FINRA Report |
| Gregory Erich Schmidt | 2364335 | 3 | 04/22/2003 | Customer Dispute | Denied | $45,196.90 | $0.00 | See FINRA Report |
| Ralph Blake McKenzie | 2106446 | 1 | 02/18/2003 | Customer Dispute | Denied | $22,607.60 | $0.00 | See FINRA Report |
| Jerome David Pickar | 2076415 | 2 | 02/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |