Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yousuf Rasuli | 4568619 | 1 | 08/23/2023 | Customer Dispute | Withdrawn | $85,455.70 | $0.00 | See FINRA Report |
| Carlos Gabinus Komba | 6289798 | 1 | 06/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerod Ashley Tilton | 4519854 | 1 | 06/20/2023 | Customer Dispute | Final | $100,000.00 | $0.00 | See FINRA Report |
| Sonya A Wilburn | 7784596 | 1 | 06/17/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Hugo Ivan Manriquez | 6153347 | 1 | 05/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Anthony Hernandez | 6360689 | 7 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Hernandez | 6360689 | 7 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Robert Zimmerman | 7037239 | 1 | 04/06/2023 | Customer Dispute | Award / Judgment | $700,000.00 | $200,000.00 | See FINRA Report |
| Matthew Jason Patrick | 4715467 | 3 | 04/06/2023 | Customer Dispute | Award / Judgment | $700,000.00 | $200,000.00 | See FINRA Report |
| Charles Richard Timmerman | 4463425 | 1 | 03/15/2023 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |