Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Eva Jurate Comaduran | 6186680 | 1 | 02/11/2022 | Customer Dispute | Denied | $15,973.10 | $0.00 | See FINRA Report |
Ryan Kevin Gonzales | 3048931 | 2 | 01/03/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Blake Elliott McCoy | 6567558 | 1 | 08/12/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Micah Cornelius Gulley | 4754187 | 2 | 06/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jerod Ashley Tilton | 4519854 | 1 | 06/08/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
Brian Carlos Meadows | 4860776 | 2 | 06/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mark Joseph Bauer | 2478744 | 1 | 05/20/2021 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Dustin Craig Unger | 5111618 | 2 | 01/20/2021 | Customer Dispute | Closed-No Action | $30,005.20 | $0.00 | See FINRA Report |
Christopher James Moore | 7362388 | 1 | 01/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ian Thomas Raatz | 6899177 | 3 | 11/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |