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FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 343 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eva Jurate Comaduran6186680102/11/2022Customer DisputeDenied$15,973.10$0.00See FINRA Report
Ryan Kevin Gonzales3048931201/03/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Blake Elliott McCoy6567558108/12/2021CriminalFinal Disposition$0.00$0.00See FINRA Report
Micah Cornelius Gulley4754187206/17/2021FinancialFinal$0.00$0.00See FINRA Report
Jerod Ashley Tilton4519854106/08/2021Customer DisputePending$100,000.00$0.00See FINRA Report
Brian Carlos Meadows4860776206/02/2021Customer DisputeDenied$0.00$0.00See FINRA Report
Mark Joseph Bauer2478744105/20/2021Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Dustin Craig Unger5111618201/20/2021Customer DisputeClosed-No Action$30,005.20$0.00See FINRA Report
Christopher James Moore7362388101/09/2021FinancialFinal$0.00$0.00See FINRA Report
Ian Thomas Raatz6899177311/25/2020FinancialFinal$0.00$0.00See FINRA Report

343 Results

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