Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leland Shawn Breskow | 1813088 | 3 | 06/22/2006 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Scott Timothy Simon | 1649883 | 4 | 05/09/2005 | Customer Dispute | Settled | $480,062.00 | $0.00 | See FINRA Report |
| Jeffery Taylor | 2957527 | 1 | 01/06/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Long Ellis | 1765517 | 4 | 11/17/2003 | Customer Dispute | Settled | $17,724.40 | $0.00 | See FINRA Report |
| William Scott Wiley | 1100989 | 1 | 09/30/2002 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Jeff Alan Merlino | 2207585 | 3 | 08/12/2002 | Customer Dispute | Settled | $31,912.40 | $0.00 | See FINRA Report |
| Jennifer Lynn Barber-Uhri | 3052907 | 1 | 07/08/2002 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| John Alan Grosshans | 2664848 | 9 | 11/29/2000 | Customer Dispute | Settled | $19,647.80 | $0.00 | See FINRA Report |
| Darin Eugene McLeish | 2617609 | 1 | 11/14/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Alan Grosshans | 2664848 | 9 | 04/20/2000 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |