Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Ipras Herman | 2790919 | 1 | 12/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher John Lewein | 4886725 | 2 | 10/28/2008 | Customer Dispute | Settled | $6,940.00 | $0.00 | See FINRA Report |
| William Garland Lacey | 4202141 | 3 | 07/16/2008 | Customer Dispute | Settled | $8,859.42 | $0.00 | See FINRA Report |
| Thomas Robert Edwards | 1197947 | 4 | 04/18/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Robert Edwards | 1197947 | 4 | 04/18/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan David Eiss | 2399861 | 1 | 04/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tyler Dean Schaper | 3135779 | 1 | 04/03/2008 | Customer Dispute | Settled | $6,288.50 | $0.00 | See FINRA Report |
| William Garland Lacey | 4202141 | 3 | 10/27/2007 | Customer Dispute | Settled | $13,581.50 | $0.00 | See FINRA Report |
| Leland Shawn Breskow | 1813088 | 3 | 12/22/2006 | Customer Dispute | Settled | $985,000.00 | $0.00 | See FINRA Report |
| Karen Jane Vanstrom | 4213929 | 3 | 09/29/2006 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |