Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Erich Schmidt | 2364335 | 3 | 06/21/2011 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Karen Jane Vanstrom | 4213929 | 3 | 05/30/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jane Connelly Loeb | 4843934 | 1 | 03/07/2011 | Customer Dispute | Settled | $5,432.00 | $0.00 | See FINRA Report |
| James Francis Baka | 2068491 | 1 | 06/28/2010 | Customer Dispute | Settled | $2,700,000.00 | $0.00 | See FINRA Report |
| Gabriel Godoy | 4828186 | 1 | 03/29/2010 | Customer Dispute | Settled | $6,257.03 | $0.00 | See FINRA Report |
| Scott David Erisman | 2083405 | 1 | 02/05/2010 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| John Alan Grosshans | 2664848 | 9 | 07/18/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Scott Thomas Dorsey | 3205238 | 1 | 06/16/2009 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Darla Lepper Graham | 3190126 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ramon Paul Reyes | 4973794 | 1 | 01/05/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |