Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maeda Ann Webster | 4509611 | 2 | 02/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Kurt Snodgrass | 5020199 | 1 | 07/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janine Marie McWhirteryoung | 2545160 | 4 | 11/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janine Marie McWhirteryoung | 2545160 | 4 | 08/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maeda Ann Webster | 4509611 | 2 | 03/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ivanhoe Juan Samuels | 6169801 | 2 | 07/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gloria Angelica Torres | 5507752 | 1 | 06/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ivanhoe Juan Samuels | 6169801 | 2 | 08/29/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori D Dugger | 3085015 | 1 | 11/03/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katherine Marie Hooper | 6615581 | 2 | 12/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |