Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Andres Carvajal | 7681954 | 1 | 06/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samir Michael Greenwood | 7147797 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Ivan Magallanes | 6943130 | 2 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joe Bekius | 7207863 | 1 | 04/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Thomas Raatz | 6899177 | 3 | 03/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kara Kristin Snyder | 4816136 | 2 | 03/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kara Kristin Snyder | 4816136 | 2 | 03/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Louis Toscano | 7314605 | 1 | 02/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen S Sandoval | 7873120 | 2 | 01/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen S Coleman | 5427149 | 1 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |