Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trisha Ann Merk | 5323949 | 2 | 03/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Johnston | 4834203 | 1 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Kay Provenzale | 5505593 | 1 | 02/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kaylee Katherine Garvey | 5383214 | 1 | 01/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Lynn Wade | 5949449 | 1 | 01/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trisha Ann Merk | 5323949 | 2 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Michael Duff | 4191774 | 5 | 12/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Marie Hooper | 6615581 | 2 | 08/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Betty Leanne Fenton | 4360567 | 3 | 07/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Betty Leanne Fenton | 4360567 | 3 | 07/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |