Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Otis Joseph Powell | 6245522 | 1 | 09/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Glenn Parham | 2479775 | 5 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Glenn Parham | 2479775 | 5 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Glenn Parham | 2479775 | 5 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Glenn Parham | 2479775 | 5 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Glenn Parham | 2479775 | 5 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caroline Cisneiros Guerra | 6662089 | 1 | 03/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Marie Tracy | 5274056 | 1 | 02/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawna Nicole Retka | 7681984 | 1 | 01/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evelyn Jarquin | 5957787 | 2 | 11/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |