Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Ballard Fletcher | 5766592 | 1 | 07/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandy Lee Ann Brennan | 6775049 | 1 | 07/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aura Maria Rodriguez | 6304361 | 1 | 02/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Hernandez | 6360689 | 7 | 01/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Hernandez | 6360689 | 7 | 11/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Hernandez | 6360689 | 7 | 11/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenny Ann MacHo | 4212758 | 1 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Scott White | 2254112 | 1 | 08/22/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Jacob Barragan | 6079107 | 1 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Shanil Kumar | 5109927 | 1 | 06/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |