Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher James Randolph | 5295098 | 1 | 10/12/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Steven Tallarigo | 6032865 | 1 | 07/23/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jama M Farah | 5577869 | 1 | 07/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aimee P Grant | 3242364 | 1 | 11/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dale Charles Herring | 5981126 | 1 | 03/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Matthew Guyer | 7318982 | 1 | 10/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Calvin Hartman | 2232450 | 1 | 03/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Jason Patrick | 4715467 | 3 | 04/11/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mimi Yoo Park | 4684111 | 2 | 02/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse Michael Shaskin | 6336955 | 2 | 01/11/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |