Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen S Sandoval | 7873120 | 2 | 01/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen S Coleman | 5427149 | 1 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marie Annette Azbill | 4340062 | 1 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Lee Vandenburg | 5449232 | 1 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Faber | 5425816 | 2 | 04/17/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marla Dee Cox | 2645543 | 1 | 08/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Roy Wipfler | 4145541 | 1 | 08/26/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |