Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew John Greenly | 7002062 | 1 | 03/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen S Sandoval | 7873120 | 2 | 03/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Marie Campos | 7174877 | 1 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi N Leal | 5697862 | 1 | 12/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Kevin Duffy | 7699491 | 1 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Ann Baysinger | 6717592 | 1 | 08/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Thomas Raatz | 6899177 | 3 | 08/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie York | 5631411 | 1 | 07/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillipe Andrew Salvucci | 6770502 | 1 | 07/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mehmet Gulisik | 7042768 | 1 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |