Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Michael Duff | 4191774 | 5 | 09/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Michael Duff | 4191774 | 5 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Michael Duff | 4191774 | 5 | 06/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marna Beatrice Finkel | 7262068 | 1 | 05/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ki Tin Chan | 4191088 | 1 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trisha Ann Merk | 5323949 | 2 | 03/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Kay Provenzale | 5505593 | 1 | 02/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Lynn Wade | 5949449 | 1 | 01/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scottie Lamar Smith | 5482912 | 2 | 01/21/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trisha Ann Merk | 5323949 | 2 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |