Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Glenn Parham | 2479775 | 5 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Glenn Parham | 2479775 | 5 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Melvin Davidson | 1857981 | 5 | 06/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Iveth Simons | 7172518 | 2 | 06/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Iveth Simons | 7172518 | 2 | 02/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Marie Tracy | 5274056 | 1 | 02/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evelyn Jarquin | 5957787 | 2 | 11/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evelyn Jarquin | 5957787 | 2 | 11/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Michael Duff | 4191774 | 5 | 10/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Scott Lachecki | 4160429 | 2 | 09/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |