Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Erich Schmidt | 2364335 | 3 | 02/20/2014 | Customer Dispute | Denied | $7,897.71 | $0.00 | See FINRA Report |
| Daniel Ernest Needler | 2723410 | 2 | 10/11/2013 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Philip Eugene Yockey | 1294410 | 2 | 09/19/2013 | Customer Dispute | Denied | $5,054.00 | $0.00 | See FINRA Report |
| Anton Klemens | 4705767 | 1 | 09/06/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Schleder | 5288022 | 1 | 08/15/2013 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Daniel Ernest Needler | 2723410 | 2 | 06/19/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rodney Alvin Sanders | 3125896 | 3 | 05/10/2013 | Customer Dispute | Denied | $14,746.00 | $0.00 | See FINRA Report |
| Dustin Craig Unger | 5111618 | 2 | 03/12/2013 | Customer Dispute | Denied | $50,024.00 | $0.00 | See FINRA Report |
| Charles Patrick Smith | 4218022 | 2 | 02/21/2013 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Jorge Abel Romero | 4763180 | 1 | 10/29/2012 | Customer Dispute | Denied | $5,829.00 | $0.00 | See FINRA Report |