Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Huy Tran | 5051287 | 1 | 09/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Eugene Yockey | 1294410 | 2 | 02/09/2016 | Customer Dispute | Denied | $48,360.50 | $0.00 | See FINRA Report |
| Rodney Alvin Sanders | 3125896 | 3 | 12/21/2015 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Matthew Innecken Stroud | 4558247 | 1 | 12/17/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Alan Grosshans | 2664848 | 9 | 08/24/2015 | Customer Dispute | Denied | $9,877.74 | $0.00 | See FINRA Report |
| Brent Carl Frisbee | 2627372 | 1 | 05/18/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| John Thomas Hunter | 4329001 | 1 | 10/06/2014 | Customer Dispute | Denied | $10,851.80 | $0.00 | See FINRA Report |
| Neil Leon Ferguson | 4097984 | 1 | 10/06/2014 | Customer Dispute | Denied | $6,780.82 | $0.00 | See FINRA Report |
| Richard Carl Sexton | 2420761 | 1 | 05/19/2014 | Customer Dispute | Denied | $10,703.90 | $0.00 | See FINRA Report |
| Chad William Davey | 4760097 | 1 | 03/17/2014 | Customer Dispute | Denied | $5,242.68 | $0.00 | See FINRA Report |