Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Long Ellis | 1765517 | 4 | 10/02/2002 | Customer Dispute | Denied | $5,367.05 | $0.00 | See FINRA Report |
| Jeff Scott Richman | 2534469 | 4 | 08/01/2002 | Customer Dispute | Denied | $16,887.80 | $0.00 | See FINRA Report |
| Jeff Scott Richman | 2534469 | 4 | 09/20/2001 | Customer Dispute | Denied | $143,479.00 | $0.00 | See FINRA Report |
| Jeff Scott Richman | 2534469 | 4 | 07/12/2001 | Customer Dispute | Denied | $21,244.00 | $0.00 | See FINRA Report |
| Darin Keith Bahm | 2850903 | 3 | 05/21/2001 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Jerome David Pickar | 2076415 | 2 | 02/15/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Richard Olson | 1971512 | 3 | 01/19/2001 | Customer Dispute | Denied | $5,582.20 | $0.00 | See FINRA Report |
| Donald James Sundt | 2292776 | 1 | 12/28/2000 | Customer Dispute | Denied | $232,710.00 | $0.00 | See FINRA Report |
| John Alan Grosshans | 2664848 | 9 | 08/17/2000 | Customer Dispute | Denied | $5,250.00 | $0.00 | See FINRA Report |
| Michael Joseph Powers | 2854060 | 1 | 05/30/2000 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |