Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Ann Kimball | 2687551 | 1 | 09/22/2011 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Jacob Thomas Puzio | 4944461 | 2 | 08/31/2011 | Customer Dispute | Denied | $9,911.88 | $0.00 | See FINRA Report |
| Gregory Erich Schmidt | 2364335 | 3 | 06/21/2011 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Karen Jane Vanstrom | 4213929 | 3 | 05/30/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rocco Anthony Difranco | 3139136 | 1 | 04/19/2011 | Customer Dispute | Denied | $21,756.10 | $0.00 | See FINRA Report |
| Jane Connelly Loeb | 4843934 | 1 | 03/07/2011 | Customer Dispute | Settled | $5,432.00 | $0.00 | See FINRA Report |
| Jeffrey Richard Olson | 1971512 | 3 | 03/02/2011 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Patrick Michael O'Connell | 5316178 | 1 | 11/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amy Noelle France | 2913278 | 1 | 07/16/2010 | Customer Dispute | Denied | $37,332.70 | $0.00 | See FINRA Report |
| John Matthew Pierce | 4334503 | 1 | 07/07/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |