Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harman Singh Johal | 4835232 | 1 | 07/12/2012 | Customer Dispute | Denied | $26,533.80 | $0.00 | See FINRA Report |
| Karyn Erne Beltran-Medina | 2896154 | 1 | 07/11/2012 | Customer Dispute | Denied | $103,579.00 | $0.00 | See FINRA Report |
| Jacob John Trimble | 4082664 | 1 | 05/11/2012 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
| Scott Timothy Simon | 1649883 | 4 | 04/12/2012 | Customer Dispute | Denied | $67,000.00 | $0.00 | See FINRA Report |
| Christopher Donald Small | 5594113 | 1 | 04/10/2012 | Customer Dispute | Withdrawn | $77,420.00 | $0.00 | See FINRA Report |
| Carmencita Protacio Calaway | 4598089 | 1 | 03/22/2012 | Customer Dispute | Denied | $8,631.65 | $0.00 | See FINRA Report |
| Jacob Thomas Puzio | 4944461 | 2 | 02/06/2012 | Customer Dispute | Denied | $160,806.00 | $0.00 | See FINRA Report |
| Stephen Joseph McKinstry | 3011925 | 2 | 01/30/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dustin Wayne Adams | 5295783 | 1 | 01/23/2012 | Customer Dispute | Denied | $6,320.60 | $0.00 | See FINRA Report |
| Carrie Delynn Grisso | 4135664 | 1 | 10/25/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |