Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeff Scott Richman | 2534469 | 4 | 04/01/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joseph William Lamont | 2974262 | 1 | 03/28/2018 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Jeff Anton Nizich | 4268069 | 3 | 02/14/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Ponte | 5967010 | 1 | 05/12/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brad William Bardy | 4115454 | 1 | 04/19/2017 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Elia Michael Ghanem | 1589567 | 1 | 03/23/2017 | Customer Dispute | Closed-No Action | $8,568.90 | $0.00 | See FINRA Report |
| Christian Huy Tran | 5051287 | 1 | 09/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Eugene Yockey | 1294410 | 2 | 02/09/2016 | Customer Dispute | Denied | $48,360.50 | $0.00 | See FINRA Report |
| Cameron Harrison Arm | 5316608 | 1 | 12/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rodney Alvin Sanders | 3125896 | 3 | 12/21/2015 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |