Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Steven Dennik | 1634218 | 1 | 03/20/2020 | Customer Dispute | Denied | $12,732.30 | $0.00 | See FINRA Report |
| Jeff Anton Nizich | 4268069 | 3 | 09/12/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Earl | 4787821 | 1 | 08/22/2019 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Eric Robert Staab | 6092440 | 2 | 03/05/2019 | Customer Dispute | Denied | $23,320.20 | $0.00 | See FINRA Report |
| Rosie M Pena | 2868207 | 1 | 11/13/2018 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Michelle Arnst Slawny | 2443218 | 1 | 09/05/2018 | Customer Dispute | Settled | $16,326.00 | $0.00 | See FINRA Report |
| Eric Michael Yudis | 1809579 | 3 | 07/24/2018 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Christopher John Lewein | 4886725 | 2 | 07/20/2018 | Customer Dispute | Closed-No Action | $6,372.00 | $0.00 | See FINRA Report |
| Susan Elizabeth Grosshans | 2068784 | 1 | 07/03/2018 | Customer Dispute | Denied | $21,665.00 | $0.00 | See FINRA Report |
| Joshua Ramar Ready | 5084317 | 1 | 06/26/2018 | Customer Dispute | Denied | $22,868.70 | $0.00 | See FINRA Report |