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FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 168 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edward August Behling1768196102/21/2023Customer DisputeSettled$36,357.90$0.00See FINRA Report
Scott Timothy Simon1649883411/04/2022Customer DisputeDenied$36,798.00$0.00See FINRA Report
Andrew Todd Beasley2570097106/20/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Eva Jurate Comaduran6186680102/11/2022Customer DisputeDenied$15,973.10$0.00See FINRA Report
Brian Carlos Meadows4860776206/02/2021Customer DisputeDenied$0.00$0.00See FINRA Report
Mark Joseph Bauer2478744105/20/2021Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Dustin Craig Unger5111618201/20/2021Customer DisputeClosed-No Action$30,005.20$0.00See FINRA Report
Betty Leanne Fenton4360567311/04/2020Customer DisputeSettled$69,000.00$0.00See FINRA Report
Andrew David Hedberg6757914109/21/2020Customer DisputeDenied$18,300.00$0.00See FINRA Report
David Jared Anderson5057775105/13/2020Customer DisputeDenied$17,000.00$0.00See FINRA Report

168 Results

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