Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Edward August Behling | 1768196 | 1 | 02/21/2023 | Customer Dispute | Settled | $36,357.90 | $0.00 | See FINRA Report |
Scott Timothy Simon | 1649883 | 4 | 11/04/2022 | Customer Dispute | Denied | $36,798.00 | $0.00 | See FINRA Report |
Andrew Todd Beasley | 2570097 | 1 | 06/20/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Eva Jurate Comaduran | 6186680 | 1 | 02/11/2022 | Customer Dispute | Denied | $15,973.10 | $0.00 | See FINRA Report |
Brian Carlos Meadows | 4860776 | 2 | 06/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mark Joseph Bauer | 2478744 | 1 | 05/20/2021 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Dustin Craig Unger | 5111618 | 2 | 01/20/2021 | Customer Dispute | Closed-No Action | $30,005.20 | $0.00 | See FINRA Report |
Betty Leanne Fenton | 4360567 | 3 | 11/04/2020 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
Andrew David Hedberg | 6757914 | 1 | 09/21/2020 | Customer Dispute | Denied | $18,300.00 | $0.00 | See FINRA Report |
David Jared Anderson | 5057775 | 1 | 05/13/2020 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |