Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Alan Grosshans | 2664848 | 9 | 08/17/2000 | Customer Dispute | Denied | $5,250.00 | $0.00 | See FINRA Report |
| Michael Joseph Powers | 2854060 | 1 | 05/30/2000 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| John Alan Grosshans | 2664848 | 9 | 04/20/2000 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Jeffrey Richard Olson | 1971512 | 3 | 02/18/2000 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Shane Lee Rogers | 2467431 | 1 | 02/02/1999 | Customer Dispute | Closed-No Action | $24,254.70 | $0.00 | See FINRA Report |
| Jeff Alan Merlino | 2207585 | 3 | 01/29/1999 | Customer Dispute | Closed-No Action | $6,355.49 | $0.00 | See FINRA Report |
| Jeff Alan Merlino | 2207585 | 3 | 01/12/1999 | Customer Dispute | Closed-No Action | $6,355.49 | $0.00 | See FINRA Report |
| Eric Michael Yudis | 1809579 | 3 | 07/01/1994 | Customer Dispute | Award / Judgment | $650,000.00 | $13,250.00 | See FINRA Report |