Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Rex Calvert | 3123336 | 2 | 07/18/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Wiseman | 2524307 | 1 | 06/29/2005 | Customer Dispute | Denied | $14,265.00 | $0.00 | See FINRA Report |
| Scott Timothy Simon | 1649883 | 4 | 05/09/2005 | Customer Dispute | Settled | $480,062.00 | $0.00 | See FINRA Report |
| Gregory Paul Entzeroth | 2622143 | 1 | 03/03/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Regina Gail Parsley-Byrd | 1422696 | 1 | 02/14/2005 | Customer Dispute | Denied | $18,514.00 | $0.00 | See FINRA Report |
| Jeffery Taylor | 2957527 | 1 | 01/06/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Alan Grosshans | 2664848 | 9 | 12/17/2004 | Customer Dispute | Closed-No Action | $6,727.15 | $0.00 | See FINRA Report |
| Melvin Raymond Blann | 3003022 | 1 | 10/14/2004 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Eric Michael Yudis | 1809579 | 3 | 07/20/2004 | Customer Dispute | Denied | $5,134.55 | $0.00 | See FINRA Report |
| Todd William Nichols | 1377849 | 2 | 07/09/2004 | Customer Dispute | Denied | $14,742.00 | $0.00 | See FINRA Report |