Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Garland Lacey | 4202141 | 3 | 10/27/2007 | Customer Dispute | Settled | $13,581.50 | $0.00 | See FINRA Report |
| Jessica Kirsten Mohrman | 4356919 | 1 | 02/16/2007 | Customer Dispute | Denied | $7,464.16 | $0.00 | See FINRA Report |
| Timothy Cecil Ivey | 4145280 | 1 | 01/23/2007 | Customer Dispute | Denied | $5,433.59 | $0.00 | See FINRA Report |
| Leland Shawn Breskow | 1813088 | 3 | 12/22/2006 | Customer Dispute | Settled | $985,000.00 | $0.00 | See FINRA Report |
| Todd William Nichols | 1377849 | 2 | 12/11/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Karen Jane Vanstrom | 4213929 | 3 | 09/29/2006 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Matthew Jason Patrick | 4715467 | 3 | 09/27/2006 | Customer Dispute | Denied | $21,320.00 | $0.00 | See FINRA Report |
| Leland Shawn Breskow | 1813088 | 3 | 06/22/2006 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Prashant Thakker | 3259685 | 3 | 03/07/2006 | Customer Dispute | Denied | $94,000.00 | $0.00 | See FINRA Report |
| Thomas Robert Edwards | 1197947 | 4 | 01/30/2006 | Customer Dispute | Denied | $10,335.10 | $0.00 | See FINRA Report |