Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Ipras Herman | 2790919 | 1 | 12/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher John Lewein | 4886725 | 2 | 10/28/2008 | Customer Dispute | Settled | $6,940.00 | $0.00 | See FINRA Report |
| Michael Robert Granja | 2142889 | 1 | 10/06/2008 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Christopher Ronald Roberts | 2060813 | 1 | 10/03/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ryan Kevin Gonzales | 3048931 | 2 | 09/19/2008 | Customer Dispute | Denied | $10,993.00 | $0.00 | See FINRA Report |
| William Garland Lacey | 4202141 | 3 | 07/16/2008 | Customer Dispute | Settled | $8,859.42 | $0.00 | See FINRA Report |
| Thomas Robert Edwards | 1197947 | 4 | 04/18/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Robert Edwards | 1197947 | 4 | 04/18/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan David Eiss | 2399861 | 1 | 04/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tyler Dean Schaper | 3135779 | 1 | 04/03/2008 | Customer Dispute | Settled | $6,288.50 | $0.00 | See FINRA Report |