Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian William Scheel | 5438912 | 1 | 07/06/2009 | Customer Dispute | Denied | $5,028.00 | $0.00 | See FINRA Report |
| Scott Thomas Dorsey | 3205238 | 1 | 06/16/2009 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Darla Lepper Graham | 3190126 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mike Alaghemand | 2782209 | 1 | 05/07/2009 | Customer Dispute | Denied | $18,865.70 | $0.00 | See FINRA Report |
| Mark Wesley Roach | 2890668 | 1 | 04/14/2009 | Customer Dispute | Denied | $156,816.00 | $0.00 | See FINRA Report |
| William Garland Lacey | 4202141 | 3 | 03/04/2009 | Customer Dispute | Denied | $47,482.80 | $0.00 | See FINRA Report |
| Perry Brennan Worzella | 4252259 | 1 | 02/21/2009 | Customer Dispute | Denied | $38,993.10 | $0.00 | See FINRA Report |
| Ramon Paul Reyes | 4973794 | 1 | 01/05/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Joseph McKinstry | 3011925 | 2 | 12/15/2008 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Prashant Thakker | 3259685 | 3 | 12/05/2008 | Customer Dispute | Denied | $39,282.70 | $0.00 | See FINRA Report |