Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander David Mills | 7409547 | 1 | 11/16/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheik Ahmad Saiyad Siddque Sattaur | 6599744 | 1 | 07/12/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lucas Edward Rutt | 7241990 | 2 | 03/25/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keshia Lacoya Flanders | 6310920 | 1 | 03/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lucas Edward Rutt | 7241990 | 2 | 01/30/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Kelly | 6015814 | 1 | 02/28/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alanna Marie Short | 6113029 | 1 | 02/13/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Raymond Gill | 7844981 | 2 | 09/29/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle Stephen Filanda | 7060592 | 1 | 10/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shanoor Salim Kalyan | 6023294 | 1 | 12/28/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |