Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Bancorp Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly L Tobias | 3195519 | 1 | 07/16/2002 | Customer Dispute | Closed-No Action | $10,248.70 | $0.00 | See FINRA Report |
| Scott Timothy Simon | 1649883 | 4 | 04/17/2001 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Shane Lee Rogers | 2467431 | 1 | 02/02/1999 | Customer Dispute | Closed-No Action | $24,254.70 | $0.00 | See FINRA Report |
| Jeff Alan Merlino | 2207585 | 3 | 01/29/1999 | Customer Dispute | Closed-No Action | $6,355.49 | $0.00 | See FINRA Report |
| Jeff Alan Merlino | 2207585 | 3 | 01/12/1999 | Customer Dispute | Closed-No Action | $6,355.49 | $0.00 | See FINRA Report |