Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Alexander Driver | 2170819 | 4 | 10/31/2005 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Jason Alexander Driver | 2170819 | 4 | 10/20/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hipolito Diaz | 1839194 | 1 | 08/25/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Alexander Driver | 2170819 | 4 | 05/09/2005 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gary William Medley | 1186617 | 3 | 04/01/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chris John Plechy | 4175740 | 1 | 12/16/2004 | Customer Dispute | Award / Judgment | $810,000.00 | $213,667.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 11/24/2004 | Customer Dispute | Pending | $23,000.00 | $0.00 | See FINRA Report |
| Knut Lundberg | 4454585 | 2 | 08/19/2004 | Customer Dispute | Award / Judgment | $47,752.70 | $47,451.00 | See FINRA Report |
| Francis Justin Patriarca | 357743 | 2 | 07/08/2004 | Customer Dispute | Denied | $7,807.05 | $0.00 | See FINRA Report |
| Mark Kenneth McGee | 3130166 | 1 | 04/20/2004 | Customer Dispute | Settled | $5,100.00 | $0.00 | See FINRA Report |